Online Magazine of the Visual Narrative - ISSN 1780-678X |
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The Anthropological Criticism of Wolfgang Iser and Hans Belting |
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Author: Ben De Bruyn Abstract (E): This article discusses Hans Belting’s attempt to extrapolate the literary anthropology of Wolfgang Iser to the visual arts. Clearly drawing upon Iser, Belting’s “anthropological” criticism underlines the actor-like nature of man as well as the attempt of art to counter the inscrutable phenomenon of death. Although it ostensibly offers a more satisfying view of the imagination and the role of the medium, visual anthropology remains surprisingly close to Iser’s position. Abstract (F): Le présent article analyse la tentative faite par Hans Belting de transposer l’anthropologie littéraire de Wolfgang Iser au domaine des arts visuels. La critique «anthropologique» de Belting, qui doit visiblement beaucoup à Iser, souligne l’importance des jeux des rôles dans sa vision de l’homme ainsi que l’importance de l’art dans les efforts de l’homme de dépasser la mort. Tout en offrant des perspectives nouvelles sur le rôle de l’imaginaire et du médium, l’anthropologie visuelle de Belting reste étonnamment proche des positions d’Iser. keywords: anthropology, death, mental images, medium, Iser, Belting |
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Literary and Visual Anthropologies
On top of that, Iser's literary anthropology has provoked continued reflection in Germany. Besides a research project on "Literature and Anthropology" for which his work was "one of the crucial impulses" (Graevenitz 2002), several critics have drawn upon it for their own theoretical and critical endeavours. An interesting case, in this respect, is Hans Belting's attempt in Bild-Anthropologie (2001) to extrapolate Iser's literary project to the visual arts. For Belting's work is not only potentially complementary to The Fictive and the Imaginary, but also addresses themes that are crucial as well as themes that are anathema to Iser. On the one hand, Belting clearly shares the latter's interest in death and the imagination, as he proposes to re-conceptualize the notion of the "image" to include mental images as well as non-iconic and non-artistic ones, so long as it remains linked to an absent body. On the other hand, Iser pays little or no attention to the material embodiment of literature, whereas Belting continually underscores the importance of the medium. Reformulating Belting's key-terms "Medium - Image - Body" (Belting 11), I will therefore discuss the views of both critics on the "anthropological" themes of death, image and medium. More specifically, the following paragraphs will demonstrate that Belting and Iser hold an analogous view of man and art, one which can ultimately be traced back to Plessner's philosophical anthropology. Furthermore, I will discuss their views on mental images and the role of the medium, arguing that, in the final analysis, Belting's ostensibly more satisfying position remains surprisingly similar to that of Iser.
Art and Death
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Medium B |
Spectator C |
Figure 1. The transfer of mental image A between medium B and spectator C
Even though the reference to "the transparency of the medium" (213) might suggest otherwise, Belting rightly emphasizes that perception is not a straightforward or unidirectional process. On the contrary, the same physical images can be perceived differently, as the personal "censure" (21) of "memory images" (66) as well as the generic conventions of, for instance, "cinematographic images" (223) and the status of specific media in Western and Eastern "cultures of perception" (225) inevitably colour the way we perceive visual images.
Of course, Belting is right in pointing out the importance of mental images in the process of perception. By suggesting that physical images merely serve a mediatory function, however, he ultimately eliminates the need for a specific category of visual images; in the final analysis, there are only images - mental images - on the one hand and media - the material embodiments of images - on the other. Symptomatic, in this respect, is that Belting refrains from using Mitchell's term "pictures" but instead prefers "to speak of media in order to find a term for the embodiment of images" (15). In other words, "[t]he image always has a mental, the medium always a material dimension, even when they combine themselves in a unitary sensory impression in our mind" (29). This equation of image and imagination is problematic, because mental images are frequently defined in opposition to the visual relics which are used in ancestor cults and which are ultimately the epitome of Belting's conception of the image. Whereas his view of the function of images, in other words, requires the visual presence of a material relic, his view of the communication through images ultimately discards the material object conveying the mental image. Perhaps we should think of his enterprise, then, as an attempt to emphasize the importance of mental images, while nonetheless redefining them in terms of the emphatically material images used in ancient funeral practices. The emphasis on the imagination is problematic, furthermore, as it suggests that Belting himself fails to take visual and mental images equally into account. Despite effectively rejecting the need for a separate category of visual images, as we have seen, he keeps referring to both types of images in a way that implies that mental images are characterized by a superior endurance, meaning and freedom. It is striking, after all, that a critic who wants to do offer "[a] general theory of visual media" (14) ultimately subscribes to the highly normative Iserian idea that "the less they are limited by physical or visual images, as is well-known, the more unhindered our mental images unfold themselves: this can almost be seen as a general law for the interaction of external [visual] and internal [mental] images" (85). Although it seems to move beyond The Act of Reading, then, Belting's view of images ultimately reiterates Iser's partiality to the productive potential of the imagination.
As the preceding paragraphs have already suggested, Belting's anthropology not only has an eye for the mortal body and the mental image, but also for the medium. This brings me to the third and final aspect of his "triangle of image, medium and body" (45). Although I will point out unsuspected similarities, Iser and Belting have a radically different attitude towards the medium in general and modern media in particular. In a programmatic gesture, the introduction to The Fictive and the Imaginary pits literature and "visual media" in "fiercely" (Iser 1993: x) opposing camps and strikes a thoroughly pessimistic note: "as a medium, literature is put on a par with other media, and the ever-increasing role that these play in our civilization shows the degree to which literature has lost its significance as the epitome of our culture" (ibid.). The anthropological function of literature, moreover, - and hence the very project of Iser's literary anthropology - is defined in opposition to these modern media; literature "has gained prominence as a mirror of human plasticity at the moment when many of its former functions have been taken over by other media" (xi). Implied, of course, is the idea that other media simply cannot fulfil this anthropological function. As Ludwig K. Pfeiffer notes, "[i]t is gripping […] to see W. Iser reflect upon contemporary media and the ways in which they have superseded books as cultural paradigms - and then to retreat into a 'literary' anthropology of the fictive and the imaginary" (Pfeiffer 1994: 8). Iser is not entirely insensitive to the implications of "the change from an oral tradition to a written one" (Iser 1993: 26) and even characterizes the fictive as "a medium for the imaginary" (20), but the material embodiment of the text never plays a significant role in his analysis.
Belting's Bild-Anthropologie takes a different - and ultimately more convincing - approach to new media as well as to the medium qua medium. In contrast to critics who see modern media as something radically new, he proposes that we integrate these recent phenomena into "[a] general theory of visual media" (Belting 14) that includes ancient and modern images alike. This explains the wide variety of visual materials referred to, from mummies and wax models to portraits and photography. In terms of the medium in general, it should be noted that Belting's visual anthropology entails a two-pronged approach to images. As I have already mentioned, he claims that visual anthropology should focus on the trans-historical, anthropological dimension of images in which certain universal, bodily experiences are returned to time and again. On the other hand, however, it should also take the historical, technological dimension of linearly evolving media into account: "images possess a temporal form in their historical media and techniques and yet are inspired by super-temporal themes such as death, the body and time" (23). As his impressive analysis of the relation between coats of arms and portraits clearly shows, visual anthropology mainly investigates the workings of "the intermedial force field" (140), the tug-of-war between images on shields, on walls, and in books and their respective functions and meanings:
The old relationships between the media of representation which I call media of the body, shifted in the sixteenth century. Until that time, the coat of arms had possessed a symbolic reference to the body, so that it was not preoccupied with similarity, which became the objective of the iconic reference of the portrait. But one missed the similarity with a subject even in the most lifelike description of the body. In the representational gap which was thus created mottoes [Devisen] positioned themselves and their function changed accordingly. (140)
In more general terms, Belting holds that "[t]he historical media have always already measured and defined themselves against one another" (221). His attention to all sorts of images and media is clearly more convincing than Iser's neglect of the medium. It might even help to open up literary anthropology to a study of how all sorts of textual media allow us to reshuffle existing discourses and don new masks. Such a textual anthropology might controvert the elegiac introduction to The Fictive and the Imaginary by showing how literature has always interacted with other visual and textual media, for instance in emblemata and epistolary novels, and will probably continue to do so with more recent phenomena such as games and blogs.
In a similar fashion to his discussion of the image, however, Belting's treatment of the medium is not without problems of its own. His purported interest in all sorts of visual practices notwithstanding, he remains convinced of the banality of mass media and the critical supremacy of artistic images. In this sense, there is an explicitly socio-critical dimension to Belting's work that is ultimately not very different from Iser's rejection of modern media. In the light of his interest in the mortal body, it is perhaps not surprising that visual anthropology frequently refers to the compulsive influence of popular images on the body: "[t]his cult of the body [in phenomena such as plastic surgery and fitness-mania] is but the flipside of the loss of the body of which we hear so much nowadays. It belongs to the hectic encirclings of an empty centre, which humans occupy with their bodies without being perceived there by the contemporary visual media" (92-93). The interplay between image and medium that is so crucial to Belting's model, conversely, is only truly embodied in aesthetic artefacts: "[o]nly in art the ambivalence that obtains between image and medium exercises a strong attraction on our perception" (33). In fact, his essays often start out from a critical examination of everyday visual practices before discussing visual works of art that self-consciously reflect upon the unacknowledged assumptions behind these practices. Parallel to Iser's remarks on textual fictions, what distinguishes artistic from "pragmatic" (Iser 1993: 230) images, it seems, is the fact that art is ultimately "an 'as-if' construction" (13); it does not "mask [its] fictional nature", but "reveals its own fictionality" (12). As Belting points out,
The strangeness of images is only cancelled out by the self-deception of the spectator. In the current time iconomania and the desire to escape the body have become complementary attitudes. We do not need to descend into the underworld anymore [as in The Aeneid, for instance], but simply meet images, which we mistake for real life, in the virtual world of the media. In Virgil's epic the speaking images [of the dead] represent comfort and memory, but they hold disenchantment [Enttäuschung] ready, as soon as they are misinterpreted. (Belting 196)
Important, artistic images, then, do not allow us to deceive ourselves into thinking they are reality - for instance by portraying impossibly beautiful bodies -, but self-consciously expose their own artifice. Whereas Iser's texts expose the limitations of accepted systems of thought, Belting's images thus entail "criticism of the fictionality of ordinary images" (111).
Turning to the medium as such, it is equally clear that Belting's work shows a conflict between an attention to and a rejection of the constraints imposed by a certain medium. Despite emphasizing the importance of the technological as well as the anthropological dimension of images, it goes without saying which component of his approach is most important: "[o]nly an anthropological approach gives man, who experiences and acts in terms of media, his place back. In this respect it distinguishes itself from those medium theories and analyses of technology that do not perceive humans as users, but only as inventors of new techniques" (14). As my discussion of mental images has already shown, moreover, Belting argues that the truly artistic image moves beyond the boundaries of its specific medium in order to liberate our mental pictures from the stifling constraints of its material embodiment. He prefers forms of visual art that aim at "[t]he liberation of the image out of its primary materiality and technicality" (239) because he believes that human perception and true images ultimately defy the boundaries of specific media: "[h]uman perception has always adjusted itself to new visual techniques, but it naturally transcends the boundaries of such media. Images themselves are by definition intermedial. […] Images are the nomads of media" (214). Actually, the socio-critical dimension of the artistic images preferred by Belting often seems to lie in their critical attitude towards their own medium and is frequently borne out by their incorporation of and dialogue with other media. Convincing historical examples notwithstanding, his visual anthropology is undoubtedly influenced by contemporary artistic practice in this respect. As he himself notes, "[i]ntermediality is a widespread practice in contemporary art, in which the reflection on the style of the medium is always made conscious in the perception of the work" (48).
Even though one might claim that the interaction between media if not the medium itself thus remains central to Belting's work, his considerable interest in the medium is nonetheless mitigated by the frequency with which he associates the rejection of the medium with a condition of freedom. He refers to a piece of installation art, for instance, which is "a hybrid construction out of the media of painting, film, video and installation, and these are blended together so seamlessly that they release [freisetzen] images of fantasy and memory in the spectator" (83). Or, perhaps most clearly, "[t]he liberation [Befreiung] of images follows from the liberation [Befreiung] from the conventional laws of the medium" (233). In sum, Bild-Anthropologie offers stimulating observations on new media as well as on the interaction between various historical media that are a definite improvement on Iser's silence on the matter of the medium. But in a similar fashion to his treatment of perception, Belting's position with regard to the medium seems to advance beyond Iser's position, but ultimately shares the latter's distrust of popular media and rejects the stifling constraints of specific media.
In conclusion, Belting's observations on visual practices entail a form of anthropology that is akin to Iser in its reluctance to associate itself exclusively with ethnography as well as in its emphasis on the existential themes of art. Bild-Anthropologie, moreover, clearly draws upon the conception of man and art that can be found in the work of Plessner and Iser; human beings are Schauspieler or actors with constantly changing roles and the texts and images that surround them allow them to make sense of ungraspable phenomena such as death, be that the death of the self or the death of our loved ones. This common framework notwithstanding, literary and visual anthropology unmistakably show different emphases. Belting corrects Iser's iconophobic emphasis on the imagination by underscoring that perception also requires the spectator's participation. His discussion of mental and visual images, however, nevertheless reveals that Belting also prefers mental to visual images. Furthermore, Bild-Anthropologie points out that modern media are important and the medium as such is a crucial dimension of visual practices, in sharp contrast to Iser's hostile reaction to modern media and his neglect of the medium as such. Although he astutely emphasizes the importance of the tug-of-war between various media, Belting's interest in socio-critical images that transcend their medium shows that his attention to the medium is countered by an underlying preference for that which lies beyond the medium. As I hope the preceding analysis has indicated, a dialogue between literary and visual anthropology might yield fruitful insights. The interchange between both projects, moreover, is by no means restricted to the matters of death, the imagination and the medium. Seeing that Belting's theory does not offer a finely-grained typology of the various ways in which spectators can interact with images, future research might try to extrapolate Iser's distinction between different types of textual games to our ways of playing with images.
Belting, Hans. 2001. Bild-Anthropologie. München, Fink.
Eagleton, Terry. 2004 [2003]. After Theory. London, Penguin Books.
Graevenitz, Gerhart v. e.a. "Literatur und Anthropologie. Forschungsprogramm des Sonderforschungsbereichs 511". Sonderforschungsbereich 511: 'Literatur und Anthropologie'. 29 January 2002. Universität Konstanz. 15 September 2006. http://www.sfb511.uni-konstanz.de/
Gumbrecht, Hans Ulrich. "'Literary Anthrology'?". Stanford Presidential Lectures in the Humanities and Arts. 27 January 2005. Stanford University. 15 September 2006. http://prelectur.stanford.edu/lecturers/iser/gumbrecht.html
Harrison, Robert Pogue. 2003. The Dominion of the Dead. London: The University of Chicago Press.
Iser, Wolfgang. 1978 [1976]. The Act of Reading. A Theory of Aesthetic Response. London: Routledge & Kegan Paul.
Iser, Wolfgang. 1989. Prospecting. From Reader Response to Literary Anthropology. London: The Johns Hopkins University Press.
Iser, Wolfgang. 1993 [1991]. The Fictive and the Imaginary. Charting Literary Anthropology. London: The Johns Hopkins University Press.
Mitchell, W.J.T. 1986. Iconology. Image, Text, Ideology. London: The University of Chicago Press.
Pfeiffer, Ludwig K. 1994. "The Materiality of Communication". Materialities of Communication. Hans Ulrich Gumbrecht e.a. (eds.). Stanford: Stanford University Press.
Plessner, Helmuth. 2003 [1948]. "Zur Anthropologie des Schauspielers". Gesammelte Schriften VII. Ausdruck und menschliche Natur. Darmstadt: Wissenschaftliche Buchgesellschaft.
Ben De Bruyn, FWO, KULeuven
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